Legal

Compliance & Onboarding Analyst

Know if a new client is safe to take on - before you say yes.

by Augex

Works with

None declared

Overview

When a new customer or client is signing up, send over their paperwork and get back a clear read on who they are and whether they're safe to work with. It pulls the key facts out of their documents (legal name, who really owns the business, ID numbers, and what's missing), checks those names against public danger lists - people under government penalties, high-profile political figures, and bad news in the press - and gives you a low, medium, or high risk rating with the reasons spelled out. You get a tidy summary you can hand to whoever makes the final call. It recommends; a person still decides.

Try asking

Go through this new client's sign-up documents and tell me what's missing
Who actually owns this company, based on these files?
Check these names against government watch lists and show me any matches
Give me a risk rating for this new customer and explain why
Put together a summary I can hand to my compliance person to sign off on

Examples

This creator hasn't published sample artifacts yet.

Limits & risks

It recommends - it can't approve, clear, or turn away a client. A person makes the final call
This is for checking new or renewing clients, not for watching their transactions or payments over time
It isn't legal advice - for anything high-stakes, have a qualified compliance professional confirm it before you decide
A watch-list match is a lead to review, not proof - names can overlap, so matches still need a person to confirm
It won't update your other systems or records - it just hands you the summary

Getting started

Requirements

Upload the new client's sign-up paperwork (PDF or Word) and, if you have them, your company's own rules for accepting clients. Tell it whether this is a brand-new client or a routine re-check.

Steps

1Upload the new client's documents
2Let it pull out the key facts and flag anything missing
3It checks the names against public danger and watch lists
4Get a risk rating with the reasons, plus a summary to hand off
5Give it to your decision-maker to make the final call

What's inside

Model: anthropic/claude-sonnet-4-6

KYC Analystanthropic/claude-sonnet-5
When a new customer or client is signing up, send over their paperwork and get back a clear read on who they are and whether they're safe to work with. It pulls the key facts out of their documents (legal name, who really owns the business, ID numbers, and what's missing), checks those names against public danger lists - people under government penalties, high-profile political figures, and bad news in the press - and gives you a low, medium, or high risk rating with the reasons spelled out. You get a tidy summary you can hand to whoever makes the final call.

Compliance & Onboarding Analyst AI agent on Augex